Compliance & Oversight

Regulated. Authorized. Accountable.

SGFX is the trading brand of Spectra Global Ltd — regulated by the Financial Services Commission of the Republic of Mauritius and registered in Saint Lucia, operating under a structured, compliance-led framework.

FSCMauritius licensed
SegregatedClient funds
24/7Support
Primary regulator

FSC Mauritius

Investment Dealer Licence issued by the Financial Services Commission of the Republic of Mauritius — our primary regulator, reflecting a commitment to recognised, supervised and accountable oversight.

  • Licence: GB22201302
  • Reg No: 198453
  • Address: Cybercity, Ebene, Mauritius
FSC Mauritius
Two jurisdictions, one standard

Saint Lucia Registration

Spectra Global Ltd holds a separate corporate registration in Saint Lucia. Together with the FSC licensing, this establishes a clear corporate and regulatory structure for our global operations.

  • Saint Lucia Registration No. 2024-00735
  • Office: The Sotheby Building, Rodney Bay
  • Aligned with international AML/KYC standards
  • Subject to defined corporate governance
Saint Lucia Registration
Compliance pillars

Responsible Brokerage Practice

Compliance isn’t a department at SGFX — it’s a culture embedded in how we build, onboard and operate.

Governance & Conduct

Defined controls, clear accountability and disciplined conduct across every business area.

Client Fund Security

Client funds held in segregated accounts with tier-1 banking partners. Maximum fund security.

KYC & AML

Identity verification and anti-money-laundering checks aligned with international standards.

Risk Disclosure

Clear, transparent communication of leveraged trading risks and key client considerations.

Investor Education

Resources for informed market participation, platform guidance and responsible trading.

Compliance Culture

Regulatory discipline embedded across onboarding, communications, operations and client servicing.

Restricted jurisdictions

Where SGFX Services Are Not Available

In line with global compliance standards, SGFX services are unavailable to residents of certain jurisdictions.

United StatesIranNorth KoreaMyanmarRussiaGrey-list jurisdictions
Risk disclosure

Understanding the Risks of Leveraged Trading

Trading in leveraged products such as CFDs involves a high level of risk and may not be suitable for all investors. You could lose all of your invested capital. Past performance is not indicative of future results. Customers are solely responsible for their investment decisions.

SGFX provides execution-only services. You should carefully consider your trading objectives, level of experience and risk appetite before opening an account. If in doubt, seek independent financial advice.

View Legal Documents

Questions About Our Regulation?

Our compliance team is available to answer any regulatory or licensing questions.